The Kohn-Sham system in one-matrix functional theory

dc.creatorRequist, Ryan
dc.creatorPankratov, Oleg
dc.date2007-11-19
dc.date.accessioned2026-07-07T09:51:56Z
dc.date.available2026-07-07T09:51:56Z
dc.descriptionA system of electrons in a local or nonlocal external potential can be studied with 1-matrix functional theory (1MFT), which is similar to density functional theory (DFT) but takes the one-particle reduced density matrix (1-matrix) instead of the density as its basic variable. Within 1MFT, Gilbert derived [PRB 12, 2111 (1975)] effective single-particle equations analogous to the Kohn-Sham (KS) equations in DFT. The self-consistent solution of these 1MFT-KS equations reproduces not only the density of the original electron system but also its 1-matrix. While in DFT it is usually possible to reproduce the density using KS orbitals with integer (0 or 1) occupancy, in 1MFT reproducing the 1-matrix requires in general fractional occupancies. The variational principle implies that the KS eigenvalues of all fractionally occupied orbitals must collapse at self-consistency to a single level, equal to the chemical potential. We show that as a consequence of the degeneracy the iteration of the KS equations is intrinsically divergent. Fortunately, the level shifting method, commonly introduced in Hartree-Fock calculations, is always able to force convergence. We introduce an alternative derivation of the 1MFT-KS equations that allows control of the eigenvalue collapse by constraining the occupancies. As an explicit example, we apply the 1MFT-KS scheme to calculate the ground state 1-matrix of an exactly solvable two-site Hubbard model.
dc.description17 pages, 6 figures
dc.identifierhttps://arxiv.org/abs/0711.2996
dc.identifierhttp://arxiv.org/abs/0711.2996
dc.identifierPhys. Rev. B, vol. 77, 235121 (2008)
dc.identifierdoi:10.1103/PhysRevB.77.235121
dc.identifier.urihttp://salesiana.dossiersoluciones.com/handle/123456789/165422
dc.subjectStrongly Correlated Electrons
dc.titleThe Kohn-Sham system in one-matrix functional theory
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