Floer mini-max theory, the Cerf diagram, and the spectral invariants

dc.creatorOH, Yong-Geun
dc.date2004-06-23
dc.date2007-09-06
dc.date.accessioned2026-07-07T12:52:05Z
dc.date.available2026-07-07T12:52:05Z
dc.descriptionThe author previously defined the spectral invariants, denoted by $ρ(H;a)$, of a Hamiltonian function $H$ as the mini-max value of the action functional $Å_H$ over the Novikov Floer cycles in the Floer homology class dual to the quantum cohomology class $a$. The spectrality axiom of the invariant $ρ(H;a)$ states that the mini-max value is a critical value of the action functional $Å_H$. The main purpose of the present paper is to prove this axiom for {\it nondegenerate} Hamiltonian functions in {\it irrational} symplectic manifolds $(M,ω)$. We also prove that the spectral invariant function $ρ_a: H \mapsto ρ(H;a)$ can be pushed down to a {\it continuous} function defined on the universal ({\it étale}) covering space $\widetilde{Ham}(M,ω)$ of the group $Ham(M,ω)$ of Hamiltonian diffeomorphisms on general $(M,ω)$. For a certain generic homotopy, which we call a {\it Cerf homotopy} $\HH = \{H^s\}_{0 \leq s\leq 1}$ of Hamiltonians, the function $ρ_a \circ \HH: s \mapsto ρ(H^s;a)$ is piecewise smooth away from a countable subset of $[0,1]$ for each non-zero quantum cohomology class $a$. The proof of this nondegenerate spectrality relies on several new ingredients in the chain level Floer theory, which have their own independent interest: a structure theorem on the Cerf bifurcation diagram of the critical values of the action functionals associated to a generic one-parameter family of Hamiltonian functions, a general structure theorem and the handle sliding lemma of Novikov Floer cycles over such a family and a {\it family version} of new transversality statements involving the Floer chain map, and many others. We call this chain level Floer theory as a whole the {\it Floer mini-max theory}.
dc.description74 pages; An incorrect statement in Theorem 3.7 corrected which results in partial rewriting of section 8 and 9. A new theorem, Theorem V added. A new reference [22] added
dc.identifierhttps://arxiv.org/abs/math/0406449
dc.identifierhttp://arxiv.org/abs/math/0406449
dc.identifierJ. Korean Math. Soc. 46 (2009), 363--447
dc.identifier.urihttp://salesiana.dossiersoluciones.com/handle/123456789/223192
dc.subjectSymplectic Geometry
dc.subjectDynamical Systems
dc.subject53D35, 53D40
dc.titleFloer mini-max theory, the Cerf diagram, and the spectral invariants
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